Brokers settle allegations that investors were charged over 5% on low-value trades
SRO proposes rule changes that give firms time for appeals to SEC
Fallout from trade war leads to gloomier outlooks for banks in five markets, along with global fund managers
Regulator proposes broad prohibition on trading in connection with offerings
Trading revenues hit record levels as markets grapple with spike in uncertainty
Banks reported solid results, but signal caution ahead
Budget boosts penalties, SRO powers, short selling rules
B.C. court rejects former rep's claim that settlement was based on fraud
U.K. regulator allows funds to bundle payments for research, trade execution
Transfers to dealers began this week, distributions to investors to follow