Investment dealers – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Wed, 10 Dec 2025 17:50:45 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Investment dealers – Investment Executive https://www.investmentexecutive.com 32 32 Industry falling short on CFR compliance: CSA, CIRO https://www.investmentexecutive.com/news/industry-falling-short-on-cfr-compliance-csa-ciro/ Wed, 10 Dec 2025 17:50:45 +0000 https://www.investmentexecutive.com/?p=527418 Speeding dispute resolution for older, ill investors https://www.investmentexecutive.com/news/speeding-dispute-resolution-for-older-ill-investors/ Tue, 09 Dec 2025 20:28:18 +0000 https://www.investmentexecutive.com/?p=527360 FCA reforms aim to amp up retail risk-taking https://www.investmentexecutive.com/news/fca-reforms-aim-to-amp-up-retail-risk-taking/ Mon, 08 Dec 2025 20:28:10 +0000 https://www.investmentexecutive.com/?p=527232 Europe pushes single financial market reforms https://www.investmentexecutive.com/news/europe-pushes-single-financial-market-reforms/ Thu, 04 Dec 2025 19:33:23 +0000 https://www.investmentexecutive.com/?p=527042 CIRO to issue final dealer rules in February https://www.investmentexecutive.com/news/ciro-to-issue-final-dealer-rules-in-february/ Wed, 03 Dec 2025 22:32:17 +0000 https://www.investmentexecutive.com/?p=526952 ESMA targets retail conflicts of interest https://www.investmentexecutive.com/news/esma-targets-retail-conflicts-of-interest/ Wed, 03 Dec 2025 20:05:18 +0000 https://www.investmentexecutive.com/?p=526916 Trade, geopolitics loom large in OSC’s agenda https://www.investmentexecutive.com/news/trade-geopolitics-loom-large-in-oscs-agenda/ Fri, 28 Nov 2025 19:56:55 +0000 https://www.investmentexecutive.com/?p=526550 EMD exemption falls flat, CSA asks why https://www.investmentexecutive.com/news/emd-exemption-falls-flat-csa-asks-why/ Thu, 27 Nov 2025 19:52:35 +0000 https://www.investmentexecutive.com/?p=526475 Outlook for securities sector is neutral: Fitch https://www.investmentexecutive.com/news/outlook-for-securities-sector-is-neutral-fitch/ Mon, 24 Nov 2025 19:35:08 +0000 https://www.investmentexecutive.com/?p=526169 FCA consults on market data reforms https://www.investmentexecutive.com/news/fca-consults-on-market-data-reforms/ Wed, 19 Nov 2025 19:21:09 +0000 https://www.investmentexecutive.com/?p=525849