Investment dealers – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Mon, 20 Jan 2025 19:49:11 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Investment dealers – Investment Executive https://www.investmentexecutive.com 32 32 Credit conditions tightened in late 2024: ECB https://www.investmentexecutive.com/news/research-and-markets/credit-conditions-tightened-in-late-2024-ecb/ Mon, 20 Jan 2025 19:49:11 +0000 https://www.investmentexecutive.com/?p=500598 Declining liquidity contributed to tighter credit terms, survey finds

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]]> Private equity giants hit with SEC texting charges https://www.investmentexecutive.com/news/from-the-regulators/private-equity-giants-hit-with-sec-texting-charges/ Tue, 14 Jan 2025 18:36:40 +0000 https://www.investmentexecutive.com/?p=500183 Regulator settles with 12 firms for a combined US$63.1 million

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]]> SEC sanctions Robinhood violations https://www.investmentexecutive.com/news/from-the-regulators/sec-sanctions-robinhood-violations/ Tue, 14 Jan 2025 18:24:16 +0000 https://www.investmentexecutive.com/?p=500178 Firms pay US$45 million to settle trade reporting, recordkeeping violations

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]]> Wall Street to report stronger earnings: Moody’s https://www.investmentexecutive.com/news/research-and-markets/wall-street-to-report-stronger-earnings-moodys/ Mon, 13 Jan 2025 20:59:09 +0000 https://www.investmentexecutive.com/?p=500115 Investment banking, trading revenues expected to rise in Q4

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]]> Syndicated lending hits record level in 2024: LSEG https://www.investmentexecutive.com/news/research-and-markets/syndicated-lending-hits-record-level-in-2024-lseg/ Fri, 10 Jan 2025 19:54:32 +0000 https://www.investmentexecutive.com/?p=499990 JP Morgan tops global league tables, BMO Capital Markets leads in Canada

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]]> Big banks’ foreign success brings added risk too https://www.investmentexecutive.com/news/research-and-markets/big-banks-foreign-success-brings-added-risk-too/ Fri, 10 Jan 2025 14:57:06 +0000 https://www.investmentexecutive.com/?p=499935 Growth of banks' foreign operations raises vulnerabilities: BoC paper

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]]> Wall Street buoyed by rising fee pool in 2024 https://www.investmentexecutive.com/news/research-and-markets/wall-street-buoyed-by-rising-fee-pool-in-2024/ Mon, 06 Jan 2025 19:11:05 +0000 https://www.investmentexecutive.com/?p=499511 Record debt issuance powers strong year for investment banking revenues: LSEG

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]]> Canada’s capital markets mixed in 2024 https://www.investmentexecutive.com/news/research-and-markets/canadas-capital-markets-mixed-in-2024/ Mon, 06 Jan 2025 18:46:51 +0000 https://www.investmentexecutive.com/?p=499517 Debt issuance surges, equity market activity slides in 2024, LSEG reports

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]]> TSX proposes trading rule reforms https://www.investmentexecutive.com/news/from-the-regulators/tsx-proposes-trading-rule-reforms/ Fri, 20 Dec 2024 19:44:41 +0000 https://www.investmentexecutive.com/?p=499065 Exchange seeks change to dark trading price improvement rules, feedback on unintentional crosses

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]]> FINRA orders restitution to fund investors https://www.investmentexecutive.com/news/from-the-regulators/finra-orders-restitution-to-fund-investors/ Fri, 20 Dec 2024 18:11:42 +0000 https://www.investmentexecutive.com/?p=499055 Firms failed to ensure that investors got fund fee rebates, waivers

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