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Client listening to a lawyer or advisor explaining issues

Reviews of 319 insurance advisors in Ontario raise consumer protection concerns

rules and regulations

OSFI piloting quarterly guideline publishing

buying insurance on a cell phone

New regime aims to enhance consumer protection, set industry standards

FSRA is also proposing a penalty of $80,000 for the individual involved

teamwork

Provincial authorities are targeting licensing exam security, MGAs, seg fund disclosures and other issues

work together

As regulatory oversight increases, advisors grapple with succession, financial planning and independence

A variety of moves occurred across several industry areas

  • By: Katie Keir
  • March 18, 2024 March 18, 2024
  • 14:00
Entrance to Financial Services Regulatory Authority of Ontario

Provincial regulator is attempting to identify hidden risks and set a baseline for business practices

Canadian insurance regulators have not issued a similar warning

Financial Services Regulatory Authority of Ontario logo

The clampdown includes the sale of unsuitable universal life policies