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Keyword: Insider trading

330 results found

BCSC finds promoter traded on inside information, manipulated market

Sanctions pending on Siddiqi

  • By: IE Staff
  • June 17, 2005 June 17, 2005
  • 10:15

Man fined $5,500 for failing to file insider trading reports

OSC approves settlement with Popovic, Dxstorm

  • By: IE Staff
  • May 11, 2005 May 11, 2005
  • 10:30

OSC settles with Cheung over failure to file insider trade reports

Global Genius insider fined $5,000

  • By: IE Staff
  • April 26, 2005 April 26, 2005
  • 15:20

SEC charges former SG Cowen managing director with insider trading

Alleges Pollet sold shares short before private placement

OSC approves settlement with ex-ATI investor relations officer

Chang, spouse to pay $1.5 million to settle insider trading charges

  • By: IE Staff
  • April 12, 2005 April 12, 2005
  • 07:50

ATI Technologies to pay OSC $900,000

Insider-trading charges pending

  • By: IE Staff
  • March 29, 2005 March 29, 2005
  • 17:30

OSC to consider settlement with ATI Technologies

Staff of the Ontario Securities Commission have announced a tentative settlement in a case involving ATI Technologies. However, there was no mention of a settlement involving insider trading allegations against the company’s founder, K.Y. Ho, or several other former company executives and family members. The OSC announced today that it will hold a hearing Tuesday […]

  • By: IE Staff
  • March 28, 2005 March 28, 2005
  • 13:30

OSC approves settlement with former ATI counsel

Daub did not intentionally mislead OSC staff

  • By: IE Staff
  • December 14, 2004 December 14, 2004
  • 15:40

Pattern of pre-bid run-ups similar in Canada, U.S.: report

Illegal insider trading not a greater problem in Canada

CSA gives update on efforts to combat illegal insider trading

Regulator plans rule for handling of undisclosed material information