Keyword: Insider trading

330 results found

A former Morgan Stanley financial analyst, and her husband, each received 18 months in prison for insider trading and tipping.Michael Garcia, the US Attorney for the Southern District of New York, today announced that Jennifer Wang, 31, was sentenced to 18 months in prison for providing her husband with material, nonpublic information — which she […]

Suterwalla made over US$3 million in illicit profits trading in Petco Animal Supplies

Former MDS employee and spouse made more than US$1 million from stolen information about MDS’s impending merger with Molecular Devices

  • By: IE Staff
  • July 24, 2007 July 24, 2007
  • 13:55

Former head trader pays US$750,000

Pair misused material non-public information from Morgan Stanley

  • By: IE Staff
  • May 10, 2007 May 10, 2007
  • 15:45

SEC sues Hong Kong pair over purchases

Illegal insider trading damages investor trust, says CFA president

  • By: IE Staff
  • March 6, 2007 March 6, 2007
  • 14:50

Defendants Include hedge funds, lawyers and professionals at UBS, Bear Stearns, and Morgan Stanley

Court of Appeal dismisses application

A group of 12 securities industry associations issued a joint statement today reiterating their stance against insider trading.The associations say the statement reaffirms their commitment to promote fair and competitive markets in which inappropriate use of material nonpublic information is not tolerated. In addition, they pledged to undertake various initiatives to inform, educate and provide […]