Authorities allege traders exploited inside info on planned securities offerings
Judge hands down sentence in insider trading case brought in 2015
Trio of firms sanctioned for regulatory reporting issues
ESMA issues series of guidance ahead of new regime's launch at year end
CEO faces insider trading charges for selling company's stock based on advance knowledge of its negative earnings, and his own firing
A second former Stifel Nicolaus trader settles with SRO
Hedge fund traded on information about firm's pending block trades
Concerns about conflicts, insider trading, manipulation in pre-hedging trades
Target of insider trading case was prevented from airing abuse of process claims, court says
Regulator issues report with recommendations for building safe, sound markets