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176 results found

Crypto platforms get until Oct. 31 to meet CSA's interim rules

online investing

Broker conflicts, finfluencers, gamification among regulators' priorities

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Expanding access to advice, standardizing KYC data collection on SRO's agenda

Crypto coins

Crypto firm to pursue full dealer and ATS registration, plus SRO membership

Consultation paper on test environment for trading, clearing digital assets will be open for feedback until May 29

right or wrong choice

Regulator aims to bolster investor protection, modernize rules

cryptocurrencies

Regulators craft detailed standards to implement new crypto regime

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After pilot program, ASC, FCAA maintain exemption based on financial knowledge

Advisor tracking stocks

ESMA consultation finds mixed feelings on shorter settlement cycle

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Personnel moves come ahead of agency's new strategic plan