innovation – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Mon, 13 Jan 2025 21:38:44 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png innovation – Investment Executive https://www.investmentexecutive.com 32 32 Crypto hedge funds hampered by timid bankers: Report https://www.investmentexecutive.com/news/from-the-regulators/crypto-hedge-funds-hampered-by-timid-bankers-report/ Mon, 13 Jan 2025 21:38:44 +0000 https://www.investmentexecutive.com/?p=500110 AIMA survey finds crypto funds struggle to get basic banking services

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]]> FCA sets out to redesign U.K. retail investment disclosure https://www.investmentexecutive.com/news/from-the-regulators/fca-sets-out-to-redesign-uk-retail-investment-disclosure/ Thu, 19 Dec 2024 19:23:36 +0000 https://www.investmentexecutive.com/?p=498942 Regulators seek more useful, flexible product disclosures

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]]> Bank regulators to take a breather in 2025: Fitch https://www.investmentexecutive.com/news/from-the-regulators/bank-regulators-to-take-a-breather-in-2025-fitch/ Tue, 17 Dec 2024 21:12:43 +0000 https://www.investmentexecutive.com/?p=498745 Amid an expected easing in the U.S., the rating agency has a neutral outlook on global bank regulation

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]]> FCA unveils private stock market plans https://www.investmentexecutive.com/news/from-the-regulators/fca-unveils-private-stock-market-plans/ Tue, 17 Dec 2024 19:34:50 +0000 https://www.investmentexecutive.com/?p=498740 U.K. launches experiment to facilitate private share trading

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]]> FCA launches crypto regime consultation https://www.investmentexecutive.com/news/from-the-regulators/fca-launches-crypto-regime-consultation/ Mon, 16 Dec 2024 19:28:16 +0000 https://www.investmentexecutive.com/?p=498631 Regulator issues first in a planned series of discussion papers on crypto rules

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]]> FCA aims to fill the advice gap for mid-market U.K. investors https://www.investmentexecutive.com/news/from-the-regulators/fca-aims-to-fill-the-advice-gap-for-mid-market-u-k-investors/ Thu, 12 Dec 2024 21:06:30 +0000 https://www.investmentexecutive.com/?p=498479 Regulator proposes new "targeted support" model for collective advice

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]]> CIRO to match SEC on trading increments https://www.investmentexecutive.com/news/from-the-regulators/ciro-to-match-sec-on-trading-increments/ Thu, 12 Dec 2024 19:28:10 +0000 https://www.investmentexecutive.com/?p=498461 Proposed reforms would harmonize requirements for inter-listed securities

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]]> Review finds crypto firms sloppy with KYC too https://www.investmentexecutive.com/news/from-the-regulators/review-finds-crypto-firms-sloppy-with-kyc-too/ Tue, 10 Dec 2024 20:53:07 +0000 https://www.investmentexecutive.com/?p=498285 OSC sweep uncovered issues with firms' account opening, client limits

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]]> Regulators rule out discretionary AI trading, for now https://www.investmentexecutive.com/news/from-the-regulators/regulators-rule-out-discretionary-ai-trading-for-now/ Thu, 05 Dec 2024 21:47:19 +0000 https://www.investmentexecutive.com/?p=498037 CSA issues new guidance, consults on possible future reforms to address AI advances

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]]> First stablecoin to meet CSA’s standards https://www.investmentexecutive.com/news/from-the-regulators/first-stablecoin-to-meet-csas-standards/ Wed, 04 Dec 2024 22:04:34 +0000 https://www.investmentexecutive.com/?p=497954 Other issuers have until Dec. 31 to comply with the regulators' stablecoin rules

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