Execs fined for illegally distributing securities, breaching a cease trade order
Exemptions not available, regulator says
The Alberta Securities Commission (ASC) has reciprocated certain sanctions the British Columbia Securities Commission (BCSC) imposed against Wong Sang Shen Cho (a.k.a. Craig Cho), doing business as Chosen Media and Groops Media. In an October 2013 decision, the BCSC sanctioned Cho, Chosen Media and Groops Media for contravening securities laws, having found that Cho, Chosen […]
B.C. man sentenced to 60 days in jail
Sanctions in include over $3 million is disgorgement and almost $1 million in penalties
Sale of Berkeley Coffee shares raised more than $300,000
Former director of Cinnabar Explorations signed exempt distribution reports when no prospectus exemption was available
Pair raised $3.6 million by trading and distributing unregistered securities
Erik Voorhees has agreed to fully disgorging his profits and pay a US$35,000 penalty
Unregistered firm settles with New Brunswick regulator