Keyword: Illegal distributions

129 results found

The panel found that contracts that were marketed as a tax-planning vehicle amounted to securities

Almost $3 million has been forfeited to Ontario’s Civil Remedies for Illicit Activities Office

The allegations relate to the sale of more than $1 million worth of securities of A4 Diamonds Inc. to Ontario investors

  • March 16, 2018 November 13, 2019
  • 14:00

18-month jail sentence establishes a deterrent to others

Vernon Smith, who was sentenced to 15 months in jail last year, will make his first court appearance on Feb. 3 to address the latest allegations

Pair fined for illegal trades and distributions of Global 8, Halo Property Services and Canadian Alternative Resources securities

  • By: IE Staff
  • February 5, 2016 December 19, 2017
  • 15:15

Approximately $1.2 million was raised from the sale of I-On securities

“Immigration-linked investment schemes” raised $6.68 million

Donald Nason banned from trading and acting as an advisor

  • By: IE Staff
  • October 22, 2015 December 19, 2017
  • 15:45

The charges stem from the illegal sale of Locate Technologies Inc. securities

  • By: IE Staff
  • September 30, 2015 December 19, 2017
  • 13:00