Keyword: Illegal distributions

129 results found

Tokens alone didn't qualify as securities, regulatory tribunal rules

gavel on a laptop

Resolution follows finding that Terraform Labs and its founder are liable for securities fraud

Suit alleges that retail investor trades violated securities law

Picking a dollar

Fraudster raised $1.2 million from investors in illegal distribution

Settlement includes 20-year market bans, monetary sanctions

Gavel and texts

Regulator failed to meet burden of proof on all counts

Crypto coins

Tribunal accepts settlement with crypto project founders, including more than $1.5 million in sanctions

Panel said penalty should be bigger than regulator requested

Firm fled in face of regulatory attention, prompting investor losses, U.S. alleges

Regulators allege Axia Project misled investors with unregistered offering