Keyword: Illegal distributions

132 results found

Andrew Leonard and his companies reprimanded, banned for 15 years

  • By: IE Staff
  • October 11, 2013 December 14, 2017
  • 08:10

Quebec regulator seeking fines worth $1.7 million

Sherwood Financial Services funded its lending business through investors who lent money to the company

Quebec regulator alleges unregistered trading, illegal distributions

Unregistered dealer promising returns of up to 1,000%

Quebec regulator seeking more than $1.7 million in sanctions

Sanctions to be determined at a future hearing

Onix royalty units used to raise funds for encryption software business

Sanctions hearing scheduled for Sept. 4

Regulator alleges fraud in Wheatland Industrial Park joint venture