Keyword: Guest column

51 results found

Let’s not allow costly regulatory interference to undermine needed improvements

Shareholders are taking increasing interest in the management of companies, and many are prepared to back their demands for change through proxy battles

Both consumers and the stability of insurance companies would benefit from decisive action to regulate a sector that has escaped oversight for too long

Canadian securities firms are doing more and more business abroad. It’s time for global regulators to catch up with the world of finance, where borders are increasingly porous

More than ever, Canadians need to educate themselves about basic financial planning concepts if they are to create a secure future

Despite the rebound in equities, the outlook remains murky in stock markets, regulatory compliance and business conditions

  • By: Ian Russell
  • December 21, 2010 October 29, 2019
  • 12:56

The former head of the Montreal Exchange fails to offer “inescapable” evidence on the efficacy of the current securities regulation system

  • By: Anita Anand
  • December 6, 2010 October 29, 2019
  • 17:19

SRO’s proposal to revive its arbitration program for dealers raises important questions about the limits of its authority over members

Comment

Why aren’t more exempt-market general partners obtaining registration?