Keyword: Fund managers

1264 results found
Regulation

Risky firms, crypto platforms add to compliance division's workload

right or wrong choice

Proposals seek to ease capital raising, bring back research bundling

Blue spikes

Bond ETFs drove sales up in June, IFIC says

ESG letters

Stronger net sales in Europe bolstered global sustainable fund industry

digital investing

Tech advantages always prove short lived in the stock markets, report suggests

Binder with papers

Funds shifted assets to fixed income, away from private equity

confusion

SEC's bid for enhanced oversight rejected amid sector's rapid growth

Firm fined $12,000 for violations involving insurance requirements

European regulators aim to curb vulnerabilities revealed by March 2020 market stress

Judge looks at papers

Fund manager denied right to a jury trial by internal tribunal, majority says