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The new Fund Facts document is a major step forward; it should be tested and reviewed before further changes are made

Clients like the uniform presentation of information on the forms between fund companies

Association helping firms prepare for Client Relationship Model, Fund Facts delivery

Securities regulators have struggled mightily to improved point-of-sale disclosure for mutual funds

Process will be extended to MRKPs, financial statements

  • By: IE Staff
  • November 8, 2011 November 8, 2011
  • 10:00

Some new online repositories are helping mutual fund companies and financial advisors deal with disclosure