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Disclosure document will be delivered to mutual fund investors within two days of their purchase

IAP says proposal lines up with disclosures that will be required under phase two of the Client Relationship Model reforms

Draft rules require firms to provide a mandatory Key Information Document

The CSA is finally moving to impose disclosure when mutual funds are sold, regardless of fund type or sales channel

The aim is to help investors make more informed decisions by them key information about a mutual fund

Comment period closes for proposed CSA risk classification methodology for mutual funds

Firm can deliver 100% of POS documents either electronically or in print

  • By: IE Staff
  • January 13, 2014 December 14, 2017
  • 10:25

Inconsistent measurements of risk in Fund Facts documents would make comparisons between mutual funds more difficult

The CSA has encouraged dealers to file applications to allow the early use of Fund Facts disclosure

The introduction of the Fund Facts documents presents a great opportunity for the industry to make some wholesale changes to the disclosure landscape