Keyword: Mutual fund dealers

154 results found

Mutual fund dealers would like to join the ETF world, but hurdles abound

  • By: Katie Keir
  • January 17, 2020 February 23, 2021
  • 00:10

The board includes members from FundEX, Sterling Mutuals and Aviso Wealth

  • By: IE Staff
  • December 13, 2019 December 13, 2019
  • 10:00

Rapport is the first credit union to join Wealthsimple's advisor platform

  • By: IE Staff
  • September 18, 2019 October 17, 2019
  • 11:33

“We’ve got to keep the standards high,” says PMAC president

Proposal would allow fund dealers to engage in a limited form of discretionary trading

A review of dealers' policies on promotional incentives reveals gaps and shortcomings

The organization is accepting applications until March 22

Compliance exams uncover an inappropriate one-size-fits-all approach

Wealthsimple Advice offers passive or active portfolios of ETFs and mutual funds

Matthew Latimer succeeds Sandra Kegie at the Federation of Mutual Fund Dealers