Keyword: Mutual fund dealers

154 results found

Trade group calls on provincial finance minister to review fund dealer oversight

Panellists discussed the funds during the ETFGI summit

Signing contract form

Revisiting the perennial and costly MFDA infraction

Maria Jose Flores was named the firm's president on May 3, and she plans to take the dealer to $50B in AUA

advisor on top

Meanwhile, equities and ETFs have gained portfolio share for brokerage advisors

Loss of third-party fund distribution seen as "unintended consequence" in 2018

Both firms now operate under the Investia banner

  • By: IE Staff
  • July 5, 2021 July 5, 2021
  • 11:22
covid-19 impact markets

Mutual fund advisors’ books shrank, but productivity increased

Partners discussing new plans

The average client has $75,000 in assets and is saving for retirement, an MFDA report says

Business partnership meeting. Picture businessmans handshake. Successful businessmen handshaking after good deal. Horizontal, blurred (Business partnership meeting. Picture businessmans handshake. Successful businessmen handshaking after good deal. Ho

With the deal, Agora aims to strengthen its cloud-based wealth management platform

  • By: IE Staff
  • July 29, 2020 July 29, 2020
  • 12:14