SRO to expand former MFDA project to all dealers in 2024
Regulators found firms are failing to identify and manage conflicts in clients' best interests
Protect your business, reputation and clients by knowing your rights and obligations
Conflict of interest concerns spark regulators' review
Follow these tips to protect your licence and reputation
Commission structures, account transfer standards and dual registration are all in the works
New branding would replace existing logos by the end of 2024
Fidelity Clearing Canada will provide its uniFide back-office technology to Manulife Securities
FAIR Canada research finds investors worry about fees and suitability, and have low faith in regulatory protections
The new agency's leadership is dominated by former IIROC personnel