Fund dealers that sell the securities must also be licensed as mortgage brokerages
The acquisition of Ten Star's mutual fund dealer is the latest in a long line of purchases for Investia, an IA subsidiary
Fund dealers advised to review their existing arrangements
The fund dealer and its MGA subsidiary have acquired Ten Star’s mutual fund, seg fund and life insurance distribution businesses
The deal could affect more than 700 mutual fund advisors as well as insurance-licensed advisors
Dealers to fund MFDA IPC payouts to clients of insolvent W.H. Stuart
Online surveys gauge views on investment dealers employing fund salespeople
Unique arrangement makes this the first time MFDA-licensed reps are able to offer clients ETFs
Suitability of leveraged investment strategy disputed
Arrangements with former registrants could become particularly difficult, panelists say