A new notice from the MFDA suggests the issue is prevalent and outlines the measure firms and reps should take to deal with it
Mutual fund firms face obstacles in offering ETFs
Connect Financial Services, which will maintain the Sentinel brand, plans to grow the firm organically and through acquisitions
New system uses Fundserv program, enables electronic signatures
The self-regulatory organization has retained Investor Economics to perform analysis on the geographic, demographic and wealth footprint of fund dealers’ clients
Most independent mutual fund dealers don’t expect to survive if investment dealers are permitted to field their own teams of mutual fund representatives. That’s according to the recently released results of a Mutual Fund Dealers Association of Canada (MFDA) consultation carried out with mutual fund dealers on the possible impact of the Investment Industry Regulatory […]
The goal is to promoted client awareness
The deal for the Quebec-firm is expected to close in January.
The purchase represents continued expansion as it adds $1.3 billion in AUA to Sterling Mutuals
A fresh CRM2 debate has arisen among integrated fund dealers