Keyword: Fund companies

135 results found

National Bank analysts say the new brand represents an “alignment of capabilities”

  • By: IE Staff
  • January 11, 2019 October 17, 2019
  • 10:49

The two firms plan to expand AlphaDelta’s suite of actively managed investment products

  • July 25, 2018 October 17, 2019
  • 11:25

Canadian RI mutual funds are asking corporations to step up on climate change, gender diversity, indigenous rights, opioid accountability and other sustainability issues this proxy season

Following several high-profile administrative penalties for “excessive” spending on promotional activities and non-monetary benefits, there’s little clarity from regulators as to what’s acceptable

OSC investigation reveals firm violated sales rule by overspending on gifts for reps and conference attendees

Regulator alleges investment fund manager violated mutual fund sales practices rule

  • April 20, 2018 November 13, 2019
  • 11:50

The mutual fund company has agreed to pay more than $1 million in penalties and costs for violating sales practices rules

New information aims to help investors determine whether a higher-cost, actively managed mutual fund fits their investment goals better than a lower-cost alternative

Regulator alleges investment fund manager violated mutual fund sales practices rules

Mutual funds launch could make Vanguard a formidable competitor