Fintech – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Tue, 14 Jan 2025 19:23:36 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Fintech – Investment Executive https://www.investmentexecutive.com 32 32 SEC sanctions Robinhood violations https://www.investmentexecutive.com/news/from-the-regulators/sec-sanctions-robinhood-violations/ Tue, 14 Jan 2025 18:24:16 +0000 https://www.investmentexecutive.com/?p=500178 Firms pay US$45 million to settle trade reporting, recordkeeping violations

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]]> Crypto hedge funds hampered by timid bankers: Report https://www.investmentexecutive.com/news/from-the-regulators/crypto-hedge-funds-hampered-by-timid-bankers-report/ Mon, 13 Jan 2025 21:38:44 +0000 https://www.investmentexecutive.com/?p=500110 AIMA survey finds crypto funds struggle to get basic banking services

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]]> Crypto crime up in 2024: report https://www.investmentexecutive.com/news/from-the-regulators/crypto-crime-up-in-2024-report/ Thu, 19 Dec 2024 20:17:31 +0000 https://www.investmentexecutive.com/?p=498945 Hacking eased in second half, as North Korean attacks dropped

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]]> Shadow bank growth outpaces traditional sector: FSB https://www.investmentexecutive.com/news/from-the-regulators/shadow-bank-growth-outpaces-traditional-sector-fsb/ Mon, 16 Dec 2024 19:40:03 +0000 https://www.investmentexecutive.com/?p=498633 Market gains, net inflows boost assets held in the non-bank sector

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]]> Risks lurk as reform implementation lags: FSB https://www.investmentexecutive.com/news/from-the-regulators/risks-lurk-as-reform-implementation-lags-fsb/ Mon, 18 Nov 2024 17:55:42 +0000 https://www.investmentexecutive.com/?p=496906 Policy work has made progress, but slow adoption leaves system vulnerable

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]]> FSB sounds alarm on AI risk https://www.investmentexecutive.com/news/from-the-regulators/fsb-sounds-alarm-on-ai-risk/ Thu, 14 Nov 2024 20:22:33 +0000 https://www.investmentexecutive.com/?p=496759 Growing AI adoption poses rising financial stability risks too, group warns

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]]> U.S. bank consolidation poised to rise: Fitch https://www.investmentexecutive.com/news/research-and-markets/u-s-bank-consolidation-poised-to-rise-fitch/ Wed, 23 Oct 2024 18:34:00 +0000 https://www.investmentexecutive.com/?p=495320 Easing financial conditions, coupled with rising tech demands, could spur mergers and acquisitions

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]]> A time of transition for the financial planning profession https://www.investmentexecutive.com/inside-track_/tashia-batstone/a-time-of-transition-for-the-financial-planning-profession/ Fri, 11 Oct 2024 20:27:27 +0000 https://www.investmentexecutive.com/?p=494731 Financial planners continue to adapt to a whirlwind of new developments in recent years

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]]> U.K. launches digital securities testing https://www.investmentexecutive.com/news/from-the-regulators/u-k-launches-digital-securities-testing/ Mon, 30 Sep 2024 18:40:02 +0000 https://www.investmentexecutive.com/?p=493637 Initiative allows firms to test innovations, explore potential regulatory reforms

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]]> Tech roundup: Fintech investment reached record high in Canada https://www.investmentexecutive.com/news/industry-news/tech-roundup-fintech-investment-reached-record-high-in-canada/ Wed, 21 Aug 2024 18:01:50 +0000 https://www.investmentexecutive.com/?p=491450 And Canadian data discovery firm teams up with FusionIQ

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