Keyword: Financial crime

129 results found

Trial court found in 2016 that Roger Schoer defrauded several friends and clients of more than $400,000

New York boosts cybersecurity

State regulator launches online portal for financial firms to report possible breaches

Students, alumni and professionals in the white-collar crime detection and prevention field who complete the course will be considered certified financial crime specialists

  • By: Tessie Sanci
  • September 28, 2016 September 28, 2016
  • 15:15

Evgueni Ivonov Todorov has also been charged with unregistered trading, trading with a prospectus and trading while prohibited

Timothy Wade MacDonald pled guilty to eight counts of fraud

The firm has agreed to cease and desist from committing any future violations, to be censured and to pay a US$75,000 penalty

The Quebec regulator is following in the footsteps of the BCSC, which issued a warning about this firm in May

Trendon Shavers faces a maximum sentence of 20 years in prison and a US$5 million fine for role in apparent Ponzi scheme involving the digital currency

RCMP officers investigating major market fraud cases will work even more closely with Ontario securities regulator

UK watchdog finds small firms fail to manage financial crime risk