Home Financial crime

Keyword: Financial crime

164 results found
Fraud

U.S. advisor gets jail for duping firm, clients

Ex-Morgan Stanley advisor pleaded guilty to fraud, other charges

Fraud

Fake tender offer fraudster sentenced to five years in prison

Scheme sought to manipulate the value of troubled WeWork shares

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

FCA finally bans bankers

Ex-Credit Suisse bankers pleaded guilty in corruption scheme back in 2019

  • March 4, 2025 March 4, 2025
  • 14:59
crypto currency regulation

U.K.’s first crypto convict gets jail time

Operator of illegal crypto ATM network receives four-year prison sentence, FCA reports

Crypto coins

SEC says ‘meme’ coins aren’t securities

Agency issues opinion indicating that crypto novelties don't fall under securities law

Crypto currency

Crypto crime continues to grow, evolve: report

Ransomware on the decline, fraudsters turning to AI for help

SEC replaces crypto team with smaller cyber enforcement unit

Regulator shifts focus to broader online misconduct against retail investors

Judge's gavel

FCA sanctions dividend arbitrage trading

Case marks the regulator's eighth and last enforcement action in this area

U.S. flag

CFTC names new enforcement chief

Derivatives regulator's acting head becomes director of enforcement

Illustration of a businessperson using a magnifying glass to examine files

SEC relaxes audit trail requirements

Move weakens investor protection, commissioner says