Financial abuse – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Wed, 27 Nov 2024 19:59:39 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Financial abuse – Investment Executive https://www.investmentexecutive.com 32 32 FCA reveals roadmap to crypto regulation https://www.investmentexecutive.com/news/from-the-regulators/fca-reveals-roadmap-to-crypto-regulation/ Wed, 27 Nov 2024 19:59:39 +0000 https://www.investmentexecutive.com/?p=497560 Regulator lays out plans for rule consultations with new regime due in 2026

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]]> ESMA finalizes first set of crypto standards https://www.investmentexecutive.com/news/from-the-regulators/esma-finalizes-first-set-of-crypto-standards/ Mon, 25 Mar 2024 17:56:39 +0000 https://www.investmentexecutive.com/?p=482660 Regulators craft detailed standards to implement new crypto regime

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]]> FP Canada consults on conflict-related rule, trusted contact person https://www.investmentexecutive.com/news/industry-news/fp-canada-consults-on-conflict-related-rule-trusted-contact-person/ Tue, 14 Nov 2023 20:40:31 +0000 https://www.investmentexecutive.com/?p=475297 The certification body also proposed a "monitor and review" practice standard

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]]> Helping aging clients in the new compliance regime https://www.investmentexecutive.com/newspaper_/building-your-business-newspaper/helping-aging-clients-in-the-new-compliance-regime/ Mon, 21 Nov 2022 05:18:00 +0000 https://www.investmentexecutive.com/?p=455501 The rules are changing for older and vulnerable clients as the proportion of Canadians navigating retirement increases

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]]> Canadians face barriers to discussing finances with older adults https://www.investmentexecutive.com/news/industry-news/canadians-face-barriers-to-discussing-finances-with-older-adults/ Tue, 15 Jun 2021 17:55:34 +0000 https://www.investmentexecutive.com/?p=423770 A CSA survey reveals challenges related to financial abuse

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]]> AMF invites industry to combat elder abuse https://www.investmentexecutive.com/news/from-the-regulators/amf-invites-industry-to-combat-elder-abuse/ Thu, 11 Jun 2020 20:25:08 +0000 https://www.investmentexecutive.com/?p=402233 Regulator issues guide on detecting harm to seniors

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]]> Reports of senior financial abuse rising: NASAA https://www.investmentexecutive.com/news/from-the-regulators/reports-of-senior-financial-abuse-rising-nasaa/ Tue, 11 Feb 2020 19:29:49 +0000 https://www.investmentexecutive.com/?p=395225 Regulators' efforts to prevent abuse are gaining traction

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]]> Reps have a role in combatting the opioid epidemic, regulators say https://www.investmentexecutive.com/news/from-the-regulators/reps-have-a-role-in-combatting-the-opioid-epidemic-regulators-say/ Fri, 14 Jun 2019 14:58:34 +0000 https://www.investmentexecutive.com/?p=383505 Advisors must be "prepared to talk to clients in crisis"

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]]> Elder financial abuse is growing rapidly, U.S. consumer agency warns https://www.investmentexecutive.com/news/from-the-regulators/elder-financial-abuse-is-growing-rapidly-u-s-consumer-agency-warns/ Wed, 27 Feb 2019 21:31:13 +0000 https://www.investmentexecutive.com/?p=377250 A report finds that suspected exploitation quadrupled between 2013 and 2017

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]]> Trust betrayed https://www.investmentexecutive.com/newspaper_/building-your-business-newspaper/trust-betrayed/ Fri, 27 Jul 2018 04:11:00 +0000 https://www.investmentexecutive.com/?p=353816 Regulators and dealer firms have been slow to come up with a clear process for financial advisors to handle suspected cases of elder financial abuse. But they have begun to show a willingness to develop workable solutions.

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