Fair Dealing Model – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Mon, 23 Oct 2023 19:11:50 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Fair Dealing Model – Investment Executive https://www.investmentexecutive.com 32 32 Patron saint of investor protection passes away https://www.investmentexecutive.com/news/from-the-regulators/patron-saint-of-investor-protection-passes-away/ Mon, 23 Oct 2023 19:11:50 +0000 https://www.investmentexecutive.com/?p=473832 Groundbreaking securities lawyer, Glorianne Stromberg, dies

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]]> IDA seeks input on Fair Dealing Model https://www.investmentexecutive.com/news/from-the-regulators/ida-seeks-input-on-fair-dealing-model/ Wed, 24 May 2006 20:45:00 +0000 https://www.investmentexecutive.com/uncategorized/ida-seeks-input-on-fair-dealing-model/ Advisor meetings scheduled for August 16

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]]> Fund industry seeks clarification on budget measures https://www.investmentexecutive.com/news/products/fund-industry-seeks-clarification-on-budget-measures/ Tue, 01 Mar 2005 15:25:00 +0000 https://www.investmentexecutive.com/uncategorized/fund-industry-seeks-clarification-on-budget-measures/ Removal of foreign content limits may mean suitability requirements have to be updated

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]]> RBC Financial names new ombudsman https://www.investmentexecutive.com/news/people/rbc-financial-names-new-ombudsman/ Mon, 07 Feb 2005 15:35:00 +0000 https://www.investmentexecutive.com/uncategorized/rbc-financial-names-new-ombudsman/ Knight replaces Oosthoek

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]]> MD Funds to terminate three funds https://www.investmentexecutive.com/news/products/md-funds-to-terminate-three-funds/ Thu, 30 Sep 2004 15:15:00 +0000 https://www.investmentexecutive.com/uncategorized/md-funds-to-terminate-three-funds/ Closes funds to new purchases

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]]> ASC voices concern over proposed Fair Dealing Model https://www.investmentexecutive.com/news/from-the-regulators/asc-voices-concern-over-proposed-fair-dealing-model/ Mon, 27 Sep 2004 20:40:00 +0000 https://www.investmentexecutive.com/uncategorized/asc-voices-concern-over-proposed-fair-dealing-model/ Industry players consulted by the Alberta Securities Commission believe the Fair Dealing Model (FDM) proposed by the Ontario Securities Commission is unworkable and unjustified.In a letter sent to John Stevenson, OSC secretary, on September 16, Stephen Sibold, ASC chairman says the FDM could result in a loss of service for small retail investors, but could […]

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]]> MD Funds to terminate MD Global Equity RSP Fund https://www.investmentexecutive.com/news/products/md-funds-to-terminate-md-global-equity-rsp-fund/ Mon, 22 Mar 2004 16:50:00 +0000 https://www.investmentexecutive.com/uncategorized/md-funds-to-terminate-md-global-equity-rsp-fund/ Fund closed to new purchases effective today

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]]> FPSC launches ad campaign for CFP https://www.investmentexecutive.com/building-your-business/financial-planning/fpsc-launches-ad-campaign-for-cfp/ Mon, 09 Feb 2004 19:10:00 +0000 https://www.investmentexecutive.com/uncategorized/fpsc-launches-ad-campaign-for-cfp/ Radio and transit ads aimed at consumers

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]]> FDM costly, unnecessary intrusion: Advocis https://www.investmentexecutive.com/building-your-business/financial-planning/fdm-costly-unnecessary-intrusion-advocis/ Thu, 29 Jan 2004 19:20:00 +0000 https://www.investmentexecutive.com/uncategorized/fdm-costly-unnecessary-intrusion-advocis/ Alternative is to give accrediting bodies regulatory authority

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]]> OSC releases Fair Dealing Model concept paper https://www.investmentexecutive.com/news/from-the-regulators/osc-releases-fair-dealing-model-concept-paper/ Thu, 29 Jan 2004 16:40:00 +0000 https://www.investmentexecutive.com/uncategorized/osc-releases-fair-dealing-model-concept-paper/ FDM shifts regulatory focus from products to relationships

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