Expert committee – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Tue, 06 Sep 2022 18:49:05 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Expert committee – Investment Executive https://www.investmentexecutive.com 32 32 Expert committees not the solution to a broken regulatory process https://www.investmentexecutive.com/newspaper_/comment-insight/expert-committees-not-the-solution-to-a-broken-regulatory-process/ Mon, 29 Aug 2022 04:13:00 +0000 https://www.investmentexecutive.com/?p=450038 Editorial: Any mechanism that cedes more policy control to the industry risks allowing regulation to be used as a competitive weapon

The post Expert committees not the solution to a broken regulatory process appeared first on Investment Executive.

]]> Ontario commits to move forward on regulating financial planners https://www.investmentexecutive.com/in-depth_/special-reports/ontario-commits-to-move-forward-on-regulating-financial-planners/ Wed, 15 Nov 2017 17:05:00 +0000 https://avatar.investmentexecutive.com/uncategorized/ontario-commits-to-move-forward-on-regulating-financial-planners/ The province will “consult extensively with stakeholders” on effort to restrict the use of financial planning titles and impose proficiency requirements on financial planners

The post Ontario commits to move forward on regulating financial planners appeared first on Investment Executive.

]]> Expert Committee misses the mark on the regulation of financial planning https://www.investmentexecutive.com/inside-track_/keith-costello/expert-committee-misses-the-mark-on-the-regulation-of-financial-planning/ Tue, 23 May 2017 10:00:00 +0000 https://www.investmentexecutive.com/uncategorized/expert-committee-misses-the-mark-on-the-regulation-of-financial-planning/ Financial planners need to continue to lobby for their regulation as a profession in law

The post Expert Committee misses the mark on the regulation of financial planning appeared first on Investment Executive.

]]> Industry applauds Sousa’s regulatory proposals https://www.investmentexecutive.com/news/research-and-markets/industry-applauds-sousas-regulatory-proposals/ Fri, 28 Apr 2017 16:00:00 +0000 https://www.investmentexecutive.com/uncategorized/industry-applauds-sousas-regulatory-proposals/ IIROC, Advocis and others support enforcement measures in Ontario budget

The post Industry applauds Sousa’s regulatory proposals appeared first on Investment Executive.

]]> Expert Committee’s proposed rules could have far-reaching implications https://www.investmentexecutive.com/inside-track_/cary-list/expert-committee-s-proposed-rules-could-have-far-reaching-implications/ Mon, 24 Apr 2017 09:30:00 +0000 https://www.investmentexecutive.com/uncategorized/expert-committee-s-proposed-rules-could-have-far-reaching-implications/ The introduction of restrictions to using the financial planner title as well a new statutory best interest standard will provide much needed clarity for clients

The post Expert Committee’s proposed rules could have far-reaching implications appeared first on Investment Executive.

]]> Province in favour of Expert Committee’s proposed rules for advisors, financial planners https://www.investmentexecutive.com/in-depth_/special-reports/province-in-favour-of-expert-committees-proposed-rules-for-advisors-financial-planners/ Fri, 31 Mar 2017 16:00:00 +0000 https://www.investmentexecutive.com/uncategorized/province-in-favour-of-expert-committees-proposed-rules-for-advisors-financial-planners/ Ontario’s government intends to work with the province’s financial regulators on many of the Expert Committee’s recommendations

The post Province in favour of Expert Committee’s proposed rules for advisors, financial planners appeared first on Investment Executive.

]]> Call for standards https://www.investmentexecutive.com/in-depth_/special-reports/call-for-standards/ Fri, 31 Mar 2017 05:00:00 +0000 https://www.investmentexecutive.com/uncategorized/call-for-standards/ Committee proposes restrictions on the use of advisors' titles

The post Call for standards appeared first on Investment Executive.

]]> Expert Committee’s final report recommends new rules for advisors, financial planners https://www.investmentexecutive.com/in-depth_/special-reports/expert-committees-final-report-recommends-new-rules-for-advisors-financial-planners/ Fri, 17 Mar 2017 19:30:00 +0000 https://www.investmentexecutive.com/uncategorized/expert-committees-final-report-recommends-new-rules-for-advisors-financial-planners/ The report makes several recommendations dealing with titles and credentials that are likely to have a significant impact on many in the investment industry

The post Expert Committee’s final report recommends new rules for advisors, financial planners appeared first on Investment Executive.

]]> What’s in a name? https://www.investmentexecutive.com/in-depth_/magazines/what-s-in-a-name/ Tue, 27 Sep 2016 05:00:00 +0000 https://www.investmentexecutive.com/uncategorized/what-s-in-a-name/ Advisor credentials and titles are set to change, but an agreement on how appears to be a long way off

The post What’s in a name? appeared first on Investment Executive.

]]> IFIC urges Ontario to lead national collaboration on financial planning rules https://www.investmentexecutive.com/in-depth_/special-reports/ific-urges-ontario-to-lead-national-collaboration-on-financial-planning-rules/ Fri, 17 Jun 2016 20:00:00 +0000 https://www.investmentexecutive.com/uncategorized/ific-urges-ontario-to-lead-national-collaboration-on-financial-planning-rules/ The mutual fund industry trade group’s submission pushes back against some of preliminary recommendations of the Expert Committee

The post IFIC urges Ontario to lead national collaboration on financial planning rules appeared first on Investment Executive.

]]>