Accredited investors in Ontario will be able to co-invest in small business loans through Vault Circle
Investors can participate in a distribution even if their investment dealer advises against it
The report contains an update on exempt market reform and crowdfunding
Alberta adopts prospectus exemption rule for start-ups
Proposals include stronger protection for client assets, clarity for EMD activities and relief from certain CRM2 requirements
The proposed rule would provide exemptions from prospectus requirements for distributions of securities outside of the country
A diagram and brief explanation will help advisors describe the rules surrounding investors’ eligibility for the OM prospectus exemption in each province and territory
The requirement to use SEDAR takes effect on May 24
The new reporting process aims to reduce the compliance burden on issuers and bolster oversight by providing regulators with more information
The course has been designed for individuals seeking registration as dealing reps and chief compliance officers of EMDs