The EMAC will inform OC staff on regulatory approaches to the capital raising segment of the exempt market
Regulator to consider whether new exemptions are needed
EMGateway aims to connect investors with exempt market issuers, dealers and reps
Ontario Securities Commission reviewing KYC process for accredited investors
Deadline for nominations is May 21
Two new CSA notices provide clear guidance to assist issuers in preparing and filing exempt market documents
A wide range of views on CSA paper
Suitability has been a particularly problematic area
Abuse of the accredited investor exemption is the number one problem, says OSC manager
Regulator adding two new conditions to its rules regarding registration exemptions