2015 the strongest nomination year so far
Extra caution must be taken when recommending to clients investments with less liquidity, transparency and financial disclosure
The goal is to reduce the compliance burden for issuers while maintaining investor protection
Madison Peak failed to establish an adequate compliance system
Revised exemption will allow smaller companies to sell up to US$50 million of securities in a 12-month period
Regulators risk creating policies based on anecdotal, incomplete information, report warns
The CSA and the OSC have introduced new reforms lately, but the ultimate impacts of those reforms appear to be at odds
Early stage issuers gain greater access to capital
Amendments adopted for AI, MA and short-term debt prospectus exemptions
Requirement to register pushed back to Dec. 31, 2016