The proposed exemption is designed to co-ordinate with crowdfunding blanket orders adopted by other provinces
Summaries of exempt distribution information will be posted on the commission’s website
The amendments aim to address concerns that issuers rarely use the prospectus-exempt rights offering to raise capital because of the time and cost involved
CSA hope more market data would bring better regulatory insight
The proposed report is intended to reduce the compliance burden for issuers and underwriters
DWM Securities advisors sold exempt funds to hundreds of clients who didn’t qualify for a prospectus exemption
The final OM exemption and crowdfunding regime are outlined in a new report
Proposals would enhance regulators’ ability to analyze documents while reducing administrative burden
Regulators outline several deficiencies, including irregularities involving the minimum-amount exemption
The program is tailored to cater to the specific needs of EMD advisors, which differ from brokers or mutual fund dealer reps