Local boots on the ground needed to defend investors, state regs tell Congress
Fractional investment firm platform triggered registration requirement
Canadian Securities Institute will become the only course provider for mutual fund licensing
Australian regulator seeks ideas for revitalizing listings, curbing risks
Regulator defends its conduct in 'mini-bond' investigations
U.K. launches experiment to facilitate private share trading
OSC asked to review OM exemption, beneficial ownership registry being examined
Risky firms, crypto platforms add to compliance division's workload
Proposals seek to ease capital raising, bring back research bundling
Firm fined $12,000 for violations involving insurance requirements
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