exchange – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Fri, 29 Nov 2024 19:46:55 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png exchange – Investment Executive https://www.investmentexecutive.com 32 32 The evolution of trading poses regulatory challenges https://www.investmentexecutive.com/news/from-the-regulators/the-evolution-of-trading-poses-regulatory-challenges/ Fri, 29 Nov 2024 19:46:36 +0000 https://www.investmentexecutive.com/?p=497689 IOSCO's latest report examines the risks created by the age of demutualization

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]]> BCSC bans unregistered crypto platform https://www.investmentexecutive.com/news/from-the-regulators/bcsc-bans-unregistered-crypto-platform/ Tue, 17 Sep 2024 20:28:26 +0000 https://www.investmentexecutive.com/?p=492931 Sanctions seek deterrence, level playing field for compliant crypto firms

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]]> TSX proposes changes to listing rules https://www.investmentexecutive.com/news/from-the-regulators/tsx-proposes-changes-to-listing-rules/ Mon, 24 Jun 2024 20:08:15 +0000 https://www.investmentexecutive.com/?p=488323 Proposals seek comment on adjustments to listing requirements for industrials, miners and energy companies

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]]> U.S. exchange rival planned https://www.investmentexecutive.com/news/industry-news/u-s-exchange-rival-planned/ Wed, 05 Jun 2024 17:09:01 +0000 https://www.investmentexecutive.com/?p=487201 New exchange venture raises US$120 million to finance launch

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]]> CFTC sanctions trading oversight gaps https://www.investmentexecutive.com/news/from-the-regulators/cftc-sanctions-trading-oversight-gaps/ Fri, 24 May 2024 20:15:47 +0000 https://www.investmentexecutive.com/?p=486484 Technical glitch prevented comprehensive trade surveillance by JP Morgan

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]]> ESMA grapples with securities financing https://www.investmentexecutive.com/news/from-the-regulators/esma-grapples-with-securities-financing/ Tue, 09 Apr 2024 19:19:05 +0000 https://www.investmentexecutive.com/?p=483419 Regulator publishes first examination of opaque market segment

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]]> Momentum building for T+1 in Europe https://www.investmentexecutive.com/news/industry-news/momentum-building-for-t1-in-europe/ Tue, 09 Apr 2024 19:02:23 +0000 https://www.investmentexecutive.com/?p=483425 Industry trade groups line up behind U.K.'s call for move by 2027

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]]> AMF sanctions exchange registration breach https://www.investmentexecutive.com/news/from-the-regulators/amf-sanctions-exchange-registration-breach/ Wed, 20 Dec 2023 21:52:18 +0000 https://www.investmentexecutive.com/?p=477681 Refinitiv allowed investors to trade on its platform without registering as an exchange

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]]> OSC seeks new fees for crypto firms https://www.investmentexecutive.com/news/from-the-regulators/osc-seeks-new-fees-for-crypto-firms/ Thu, 09 Nov 2023 19:30:45 +0000 https://www.investmentexecutive.com/?p=474929 Added costs of registering crypto platforms drives new tariffs

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]]> WFE proposes crypto regulation principles https://www.investmentexecutive.com/news/from-the-regulators/wfe-proposes-crypto-regulation-principles/ Thu, 28 Sep 2023 20:54:54 +0000 https://www.investmentexecutive.com/?p=472391 Trade group calls for crypto trading to face similar standards as traditional markets

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