exam – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Wed, 17 Jul 2024 20:30:25 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png exam – Investment Executive https://www.investmentexecutive.com 32 32 LLQP exam fees going up next month in Ontario https://www.investmentexecutive.com/news/from-the-regulators/llqp-exam-fees-going-up-next-month-in-ontario/ Wed, 17 Jul 2024 20:30:25 +0000 https://www.investmentexecutive.com/?p=489526 FSRA says higher fees due to rising technology, business costs

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]]> CIRO debuts new proficiency regime rules https://www.investmentexecutive.com/news/from-the-regulators/ciro-debuts-new-proficiency-regime-rules/ Fri, 05 Jul 2024 17:33:06 +0000 https://www.investmentexecutive.com/?p=488879 SRO drops firm sponsorship requirement, among other changes

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]]> CSI updates exam cancellation policy https://www.investmentexecutive.com/news/industry-news/csi-updates-exam-cancellation-policy/ Mon, 10 Jun 2024 15:47:22 +0000 https://www.investmentexecutive.com/?p=487409 To avoid a fee, 31 days’ notice will be required

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]]> FP Canada announces top performers for May QAFP exam https://www.investmentexecutive.com/news/industry-news/fp-canada-announces-top-performers-for-may-qafp-exam/ Wed, 27 Jul 2022 17:11:27 +0000 https://www.investmentexecutive.com/?p=448638 Melissa Laursen, Laura Wierzbicki and Adam Malcolm received the QAFP exam award of merit

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]]> Online exam cheats nabbed by FINRA https://www.investmentexecutive.com/news/from-the-regulators/online-exam-cheats-nabbed-by-finra/ Wed, 13 Jul 2022 18:14:26 +0000 https://www.investmentexecutive.com/?p=447924 SRO brings first cases to allege investment banking exam takers cheated on remote tests

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]]> QAFP exam award for merit recipients announced https://www.investmentexecutive.com/news/people/qafp-exam-award-for-merit-recipients-announced/ Tue, 28 Sep 2021 19:11:09 +0000 https://www.investmentexecutive.com/?p=429860 Michael Liu, Scott Braun and Nathan Phillips received the award of merit

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]]> FP Canada reveals top performers on May CFP exam https://www.investmentexecutive.com/news/people/fp-canada-reveals-top-performers-on-may-cfp-exam/ Thu, 23 Sep 2021 17:20:57 +0000 https://www.investmentexecutive.com/?p=429453 Jacob Toll, Kimberley Priebe and John Hunt made this year's President's List

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]]> More than 700 passed CPA Canada’s May exam https://www.investmentexecutive.com/news/industry-news/more-than-700-passed-cpa-canadas-may-exam/ Fri, 13 Aug 2021 17:10:12 +0000 https://www.investmentexecutive.com/?p=426791 Two women were recognized for achieving high standing

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