Errors and omissions insurance – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Thu, 07 Mar 2024 21:37:28 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Errors and omissions insurance – Investment Executive https://www.investmentexecutive.com 32 32 Why advisor E&O insurance premiums are rising https://www.investmentexecutive.com/newspaper_/news-newspaper/why-advisor-eo-insurance-premiums-are-rising/ Mon, 11 Mar 2024 04:01:00 +0000 https://www.investmentexecutive.com/?p=481447 A slower economy, inflation, higher legal fees contribute to increased rates

The post Why advisor E&O insurance premiums are rising appeared first on Investment Executive.

]]> How to leverage — not loathe — compliance https://www.investmentexecutive.com/news/industry-news/how-to-leverage-not-loathe-compliance/ Thu, 25 May 2023 16:26:31 +0000 https://www.investmentexecutive.com/?p=466032 Demonstrate and discuss your regulatory requirements with clients, IFB says

The post How to leverage — not loathe — compliance appeared first on Investment Executive.

]]> Trends in claims against advisors https://www.investmentexecutive.com/news/industry-news/trends-in-claims-against-advisors/ Fri, 13 May 2022 17:32:21 +0000 https://www.investmentexecutive.com/?p=444470 Red flags to guard against in your practice were outlined at an IFB event

The post Trends in claims against advisors appeared first on Investment Executive.

]]> FSRA adopts new reporting guidance for life agents https://www.investmentexecutive.com/news/from-the-regulators/fsra-adopts-new-reporting-guidance-for-life-agents/ Fri, 25 Feb 2022 20:41:25 +0000 https://www.investmentexecutive.com/?p=440042 Regulator aims to boost consumer protection with oversight of agents' qualifications

The post FSRA adopts new reporting guidance for life agents appeared first on Investment Executive.

]]> FSRA details licensing, CE extension for life agents https://www.investmentexecutive.com/news/from-the-regulators/fsra-details-licensing-ce-extension-for-life-agents/ Mon, 27 Apr 2020 20:38:34 +0000 https://www.investmentexecutive.com/?p=399567 The extension applies to licences that expire between March 15 and June 30

The post FSRA details licensing, CE extension for life agents appeared first on Investment Executive.

]]> NASAA calls for greater use of E&O insurance to enhance investor protection https://www.investmentexecutive.com/news/from-the-regulators/nasaa-calls-for-greater-use-of-eo-insurance-to-enhance-investor-protection/ Wed, 11 Dec 2019 17:03:01 +0000 https://www.investmentexecutive.com/?p=392294 Many clients aren't being paid after winning arbitration

The post NASAA calls for greater use of E&O insurance to enhance investor protection appeared first on Investment Executive.

]]> It ain’t over till it’s over https://www.investmentexecutive.com/inside-track_/ellen-bessner/it-aint-over-till-its-over/ Fri, 29 Nov 2019 21:03:20 +0000 https://www.investmentexecutive.com/?p=391582 Litigation risk exists even after you’re retired or unable to work

The post It ain’t over till it’s over appeared first on Investment Executive.

]]> How advisors can protect themselves from E&O claims https://www.investmentexecutive.com/building-your-business/practice-management/how-advisors-can-protect-themselves-from-eo-claims/ Mon, 29 Apr 2019 13:00:35 +0000 https://www.investmentexecutive.com/?p=380763 Tips on how to avoid claims, and what to do when claims arise

The post How advisors can protect themselves from E&O claims appeared first on Investment Executive.

]]> Not reporting an E&O claim could have negative consequences https://www.investmentexecutive.com/in-depth_/special-reports/not-reporting-an-eo-claim-could-have-negative-consequences/ Tue, 24 May 2016 14:35:00 +0000 https://www.investmentexecutive.com/uncategorized/not-reporting-an-eo-claim-could-have-negative-consequences/ Insurance representatives who spoke at the CIFPs conference last week recommend that you need to open with your insurer to get all the possible help you may need

The post Not reporting an E&O claim could have negative consequences appeared first on Investment Executive.

]]> Ensure your practice is properly protected https://www.investmentexecutive.com/in-depth_/special-reports/ensure-your-practice-is-properly-protected/ Mon, 08 Jun 2015 11:35:00 +0000 https://www.investmentexecutive.com/uncategorized/ensure-your-practice-is-properly-protected/ With claims against advisors on the rise, you need to ensure you obtain the proper E&O insurance for your practice by asking some key questions

The post Ensure your practice is properly protected appeared first on Investment Executive.

]]>