Regulatory order breach results in fine, disgorgement and a new ban
Firm's lower fine reflects cooperation, remediation efforts, regulator says
Synthetic settings cease, marking last step in major benchmark reform
Trader engaged in widespread spoofing, authorities alleged
Block trade in interlisted stock was executed off-exchange without regulatory approval
Unregistered network enabled possible tax evasion, money laundering, regulator says
Man agrees to pay trading profits plus 50% to regulator
SEC, DoJ allege execs' emails were hacked to get inside information on earnings
Two Russians charged, websites seized in transnational law enforcement operation
Barriers to providing information to regulators violate whistleblower protections, SEC alleges