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The breaches related to more than 10,000 wash trades

Fixed-income notes based on crypto must be registered, regulator alleges

Similar cases remain outstanding against the other big banks

One individual and two sets of joint tipsters share rewards

Alberta man behind long-running scheme sentenced to four years

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Calgary's Leede Jones Gable fined $150,000 for oversight failings

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SRO consolidates IIROC, MFDA approaches to enforcement penalties, policies

Appeal Court finds alleged fiduciary duty breach can be basis for class action

Business partnership meeting. Picture businessmans handshake. Successful businessmen handshaking after good deal. Horizontal, blurred (Business partnership meeting. Picture businessmans handshake. Successful businessmen handshaking after good deal. Ho

Regulator names first chief data scientist

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Emerge ARK funds are still owed $4.7 million by manager