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Firm allegedly helped U.S. investors evade controls against offshore platforms

Grant Vingoe, CEO of the Ontario Securities Commission. Photo by Paul Lawrence

Newsmaker: CEO Grant Vingoe also wants to see binding decision-making authority for OBSI

Firm sanctioned over reporting, registration failures

Banned

Fund rep could fill out basic information, but not KYC info, on investment dealer accounts

Silhouette of man at sunset

The regulator also wants to toughen enforcement and see better advice given at banks

Judge's gavel with magnifying glass on black.

Firm allegedly recycled audit papers, routinely failed to meet standards

Misrepresentation allegations against pharma company and CEO dismissed

Judge makes ruling

Tribunal refused to pause its proceedings while lawyers try to get paid

Metal handcuffs placed over the word fraud

Toronto police bust alleged synthetic identity ring

Fraudster imprisoned

Perpetrators posing as representatives of Schroders, an asset manager