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Keyword: Enforcement

2540 results found
Stealing money

Pair exploited inside knowledge of pension giant's trading plans

gavel on a laptop

U.S. charges foreign nationals for allegedly laundering proceeds of "pig butchering" schemes

Blue spikes

Changes will raise demands on firms to warn investors about breaches

U.K. regulators allege an unregistered FX trading scheme was touted on Instagram

Joint investigation by OSC and Durham police results in fraud charges

Cyber attack

Brothers charged in alleged novel blockchain hack

Whistleblower

Tipster alerted regulator to hard-to-detect misconduct

Greenwashing and isolated green warning sign against white background stock illustration

Regulators issue advice to fund managers on ESG terms in fund names

States failed to establish standing to oppose the rule

Firm allegedly helped U.S. investors evade controls against offshore platforms