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Keyword: Enforcement

2540 results found
Fraud allure

Venture promised outsized returns it had no way of generating, regulators allege

Fair scale

Guidance on publishing allegations is reasonable, court finds

fake fact

Forex TB Ltd. took advantage of vulnerable retail investors, regulator alleged

Public statement

Exchange overpromised, under-delivered on clearing system replacement

Bitcoin

Much of the industry's involvement may be outside the SRO's perimeter

NovaTech allegedly took more than US$650 million from investors globally

Majority of tips, half of enforcement actions involve crypto, CFTC says

Order demands US$12.7 billion in disgorgement, investor restitution

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Misconduct continued even when rep was under close supervision, CIRO says

Frozen funds

Fund manager, H2O, agrees to provide €250 million to unitholders