Several proposed reforms “are either impractical, unenforceable, or would adversely affect investors’ access to advice”
Possible reform of mutual fund fees
Mutual fund industry has fought investor-friendly reforms
Transparency issues are being addressed by CRM2
A recent report finds most people prefer the commission model
More in-depth research is needed at the account level to understand the full implications of regulation on advisors' compensation
A slight, but nonetheless vocal majority believe now is the time to eliminate embedded commissions
Additional analysis and discussion is required if policy-makers and regulators are to proceed in a way that serves investors well
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