Keyword: Embedded commissions

166 results found

New distribution frequency for Manulife Global Infrastructure Fund; Increased trailer fee compensation for two funds

  • By: IE Staff
  • March 16, 2012 March 16, 2012
  • 14:30

Measures aim to improve the regulation and disclosure of trailer fees

Protecting retail investors should be regulator’s top priority, Shapiro says

New service refunds trailing commissions back to clients

Withdrawing Rule 12b-1 would harm investors and competition in the marketplace, assocation says

SIFMA issues white paper for SEC Roundtable on Rule 12B-1