New distribution frequency for Manulife Global Infrastructure Fund; Increased trailer fee compensation for two funds
Measures aim to improve the regulation and disclosure of trailer fees
Protecting retail investors should be regulator’s top priority, Shapiro says
New service refunds trailing commissions back to clients
Withdrawing Rule 12b-1 would harm investors and competition in the marketplace, assocation says
SIFMA issues white paper for SEC Roundtable on Rule 12B-1