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Keyword: Embedded commissions

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consultation discussion

CCIR, CISRO propose new guidance on the design, distribution of seg funds

Judge looks at papers

TDAM to pay $70.25 million to settle class action over the payment of trailers to discount brokers

Court settlement

Claim alleged investors were harmed by mutual funds paying trailers to discount brokers

RBC the latest large fund manager to face fund fee suit

angry client meeting

After receiving enhanced statements, clients may have questions, FSRA says

Magnifying glass

Proposal would require seg fund disclosure of embedded costs

Fourth case certified involving funds paying trailers to discount brokers

Firms were allowed to collect trailers before the CSA ban, court rules

Case against 1832 Asset Management L.P. is the latest to secure certification

Big binders

Decision on tougher investor protection measures coming by end of 2025