The rule changes come into effect Sept. 6
Hockey oversaw the integration of Scottrade
The CSA and IIROC seek feedback on the impact of internalization on Canadian equity markets
The electronic trading software provider expands to Canada
The regulator’s staff is concerned that many online trading platforms may appear to be regulated when they are in fact not
IIAC requested 60-day extension for direct electronic access paperwork
Proposals aim to ensure that third-party electronic access to marketplaces is subject to supervision and regulatory oversight
OSC updates its review of the risks associated with electronic trading
The proposed amendments are designed to ensure that all electronic trading, regardless of channel, has the same level of supervision
IIROC guidance on management of stop loss orders aimed at protecting market integrity