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Keyword: Electronic trading

64 results found
gavel on a laptop

‘Fat finger’ trading flub ends in fines for Citi

Firm's controls failed to block massive trading goof

European regulators to review pre-trade controls adopted to prevent flash crashes

Guards against "fat finger" error to face regs’ scrutiny

Graph tablet

IOSCO seeks more resilient trading

Most trading outages are traced back to software problems, it finds

Advisor tracking stocks

MX proposes new trading functionality

Exchange aims to enhance appeal with new order type and automation

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

MX sanctions weak trading oversight

Wedbush Securities fined for compliance failings

Trader at computer screen

New Alpha markets get go ahead

Pair of new trading books, order types to launch Oct. 23

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

MX settles over firm’s supervisory weaknesses

JitneyTrade fined $90,000 for weak controls over direct-access clients

Skyline of downtown Montreal in Summer

MX seeks market surveillance boost

Exchange proposes new client ID requirements

Financial stock exchange market display screen board on the street

Morgan Stanley sanctioned over MX algorithm access

Firm settled allegations that unapproved employees had access via trading algorithm

MX to bring back multi-price market orders

Bourse aims to reintroduce order type that hasn't been used since 2001