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Judge's gavel with magnifying glass on black.

CIRO, CSA to publish joint report on CFR sweep in first half

consultation discussion

Regulator to seek feedback on emerging issues, particularly in crypto

Frankfurt, Germany - November 09, 2020: European Central Bank ECB, EZB headquarters at Eastend Frankfurt, Germany. The European Central Bank (ECB) is the central bank of the Eurozone. Close-up of the logo in front of the building.

Declining liquidity contributed to tighter credit terms, survey finds

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Firms breached fiduciary duties by ignoring known vulnerability, regulator alleged

stock market data

Marex Capital Markets sanctioned in settlement with MX

Adoption of big regulatory changes must avoid unintentional harm

Canadian regulators plan measures to track SEC's trading rule reforms

Rules and regulations

Moves to sub-penny trading increments among reforms to reduce costs, enhance transparency

Younger, female, low-literacy investors are particularly vulnerable to digital tactics, study shows

Texas

New exchange venture raises US$120 million to finance launch

gavel on a laptop

Firm's controls failed to block massive trading goof