Keyword: Electronic records

33 results found

New rule sets requirements for providing electronic records

Not only are there significant cost savings available for both financial services firms and their advisors, but changes in regulation and investor behaviour are key reasons for considering electronic communication

Paper still the preferred method of regulators and clients alike

No new date given for transition to new service provider

  • By: IE Staff
  • November 14, 2013 December 19, 2017
  • 14:00

Rule expected to come into force in February 2014

Major insurers implementing recommendations on pending insurance policies

CLIEDIS's eData project may not get off the ground

Proposed rule would allow for the efficient collection and use of information by the OSC

Rule provides standards and guidance for producing records in the electronic age

Distributors will be able to offer improved, one-stop reporting