Keyword: Electronic records

33 results found

MFDA issues revised guidance on the use of electronic signatures

New paper argues benefits of “access equals delivery” model for online disclosure

SRO sets out "technology-neutral" stance to record retention

Signing contract form

Guidance is effective immediately

Amendments would require investment funds to file annual reports electronically

State regulators have published a proposed policy on the use of electronic offerings, and electronic signatures

Firms increasingly adopting electronic data feeds to track insurance policies

Bobbisue Edmondson of Hub Financial and Al Knight of Edward Jones join the not-for-profit’s executive committee

Keeping paper records of insurance documents is outdated, unreliable and inconvenient - think: misplaced papers and overflowing filing cabinets. Going digital means your documents are organized and searchable automatically

The next step is to establish data feeds that provide standardized information on in-force insurance policie

  • By: Megan Harman
  • September 19, 2014 September 19, 2014
  • 07:30

The change helps streamline the document submission process, while improving compliance and enforcement capabilities