MFDA to continue accepting documents from dealers in electronic format
SIFMA leads push to make electronic communications standard
MFDA issues revised guidance on the use of electronic signatures
New paper argues benefits of “access equals delivery” model for online disclosure
SRO sets out "technology-neutral" stance to record retention
Guidance is effective immediately
Amendments would require investment funds to file annual reports electronically
State regulators have published a proposed policy on the use of electronic offerings, and electronic signatures
Bobbisue Edmondson of Hub Financial and Al Knight of Edward Jones join the not-for-profit’s executive committee
Keeping paper records of insurance documents is outdated, unreliable and inconvenient - think: misplaced papers and overflowing filing cabinets. Going digital means your documents are organized and searchable automatically