SRO sets out common requirements, contemplates shift to annual CE cycle
Behavioural design is no silver bullet, writes Harvey Naglie
Firm to help build infrastructure for new exam-based approach to reps' education
Experiment finds investors lured by ESG ratings they don't understand
Approval regime, proficiency are among areas covered in latest consultation
Industry support is broader for proposed exam-based model
Emerging markets driving growth in junior stocks, WFE research finds
Self-directed investors prioritize convenience, control, costs
Scotia report offers reality check, calls for positive vision
Ongoing regulatory initiatives include binding authority at OBSI, climate-related disclosures, misleading titles, mutual fund sales practices and more